Financial Markets Authority

Results: 2356



#Item
261Economics / Futures contract / Option / Derivative / Market maker / Algorithmic trading / Market / Options Price Reporting Authority / Flash trading / Financial economics / Financial markets / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BOXMay 8, 2015 Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan

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Source URL: www.sec.gov

Language: English - Date: 2015-05-08 13:13:14
262Stock market / Finance / Self-regulatory organizations / Order / National best bid and offer / Floor broker / Philadelphia Stock Exchange / Options Price Reporting Authority / Market maker / Financial markets / Financial economics / Investment

PDF Document

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Source URL: www.sec.gov.

Language: English - Date: 2015-04-23 19:19:36
263Financial system / Finance / Financial regulation / European Union / Markets in Financial Instruments Directive / Multilateral Trading Facility / European Securities and Markets Authority / Federal Financial Supervisory Authority / Esma / Financial markets / Financial economics / Stock market

Automated Trading Guidelines ESMA peer review among National Competent Authorities 18 March 2015 | ESMA Date: 18 March 2015

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Source URL: www.esma.europa.eu

Language: English - Date: 2015-05-26 04:05:17
264Financial economics / Economy of the United States / Self-regulatory organizations / Investment / 73rd United States Congress / Securities Exchange Act / Regulation NMS / Direct Edge / Financial Industry Regulatory Authority / Financial markets / United States securities law / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BYXApril 14, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan

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Source URL: www.sec.gov

Language: English - Date: 2015-04-14 18:41:26
265Banking / Financial markets / Liquidity risk / Economics / Asset liability management / Hong Kong Monetary Authority / Market liquidity / Credit risk / Bank / Financial risk / Financial economics / Finance

Supplementary Financial Information The following information is disclosed as part of the accompanying information to the accounts and does not form part of the audited accounts. 1 Corporate governance

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Source URL: www.shacombank.com.hk

Language: English - Date: 2005-04-20 03:23:42
266Financial Services and Markets Act / United Kingdom / Financial Services Compensation Scheme / Financial Services Authority

IMMEDIATE: MEDIA INFORMATION FSCS appoints Kate Bartlett as new Director of Operations Kate Bartlett is joining the Financial Services Compensation Scheme (FSCS) as its

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Source URL: www.fscs.org.uk

Language: English - Date: 2015-02-04 10:17:56
267Financial services / Institutional investors / Collective investment schemes / Financial markets / Hedge fund / Pictet & Cie / Financial Services Authority / Mutual fund / UBS / Financial economics / Investment / Finance

N°4 - NovemberLatin Europe: a growing demand for financial advice

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Source URL: www.cifango.org

Language: English - Date: 2011-02-24 09:02:06
268Commerzbank / Financial economics / Federal Financial Supervisory Authority / Financial market / Model risk / Frankfurt / Finance / Germany / Mathematical finance / Technical analysis / Volatility

PERSPECTIVES Superior returns through lower volatility Low volatility investing in equity markets is once again

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Source URL: cbcm.commerzbank.com

Language: English - Date: 2015-02-25 04:16:23
269Investment / High-frequency trading / Algorithmic trading / Financial Industry Regulatory Authority / Dark liquidity / Electronic trading / Trading room / U.S. Securities and Exchange Commission / Hedge fund / Financial markets / Financial economics / Finance

Michelle Pav April 16, 2015 Comment to SEC Proposed Rule: Exemption for Certain Exchange Members The floor of the New York Stock Exchange is largely a prop for CNBC. Instead of buy and sell orders being filled on the flo

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Source URL: www.sec.gov

Language: English - Date: 2015-04-20 11:03:50
270Financial regulation / Markets in Financial Instruments Directive / Finance / Investment banking / Financial adviser / Financial system / Financial economics / Investment / European Union

Formal response from The European Association of Independent Research Providers (Euro IRP) to The European Securities and Markets Authority (ESMA) MiFID II/MiFIR Consultation Paper Members should be aware that ESMA will

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Source URL: www.euroirp.com

Language: English - Date: 2014-08-07 04:55:36
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